DHG - Regulatory Advisory Senior Consultant
Charlotte, NC  / Tysons, VA  / Richmond, VA  / Tampa, FL  / New York, NY ...View All
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Posted 13 days ago
Position No Longer Available
Position No Longer Available
Job Description
DHG - Regulatory Advisory Senior Consultant
Requisition ID 2021-7732
Practice Hidden (24660)
Location US-NC-Charlotte
Additional Locations US-VA-Tysons | US-VA-Richmond | US-FL-Tampa Bay | US-NY-New York

We are a global community of advisors that are driven through a shared passion to serve premier companies on industry leading projects. Our community values creativity, entrepreneurship, and teamwork while celebrating each other's individual uniqueness and career goals.


*Advise and assist clients on requirements of their BSA/AML Compliance Program
*Assesses BSA/AML risk at the enterprise and/or business unit level and helps implement detection and comprehensive compliance programs

*Assist clients in performing BSA/AML internal audits of the firm's BSA/AML compliance program
*Conduct BSA/AML Risk Assessments for the purposes of assessing risks within various lines of businesses and ensuring proper controls are in place to mitigate identified risks
*Understands complex AML investigations and analysis in diversified operations

*Responsible for phases of the engagement, including execution of the project deliverables, communications with the project team

*Manages relationship with client-side project members to facilitate project fulfillment

*Exercises independent thinking skills by making decisions related to engagements to include dynamic problem solving, risk assessment, quality control, and data and information evaluation

*Identification of significant emerging issues that impact our client base

*Highly Proficient verbal and written English communication skills; ability to communicate effectively

*Professional demeanor toward duties and responsibilities, particularly with regard to independence, professional ethics, and the exercise of professional judgment

*Must be reliable and able to meet deadlines

*Strong organizational, time management and interpersonal skills


    Minimum of 3 - 4 years' experience in relevant roles (i.e., Internal Audit and BSA/AML Compliance) within the Financial Services sector, consulting firms or US Regulators to Financial Services firms, such as US BHCs or FBOs
  • BA or BS in Accounting, Finance, Business or related field required
  • Proficiency in MS Office: Word, Excel, Power Point and Outlook
  • Strong understanding of BSA, AML, Economic Sanctions, Internal Audit and Due Diligence regulatory and compliance requirements required
  • Relevant certifications (CAMS, CFE and CIA) preferred
  • Willingness to travel required
  • Knowledge of Database Software Systems preferred (i.e. SQL, Python, Microsoft Access, CRM)

DHG endeavors to make the DHG Recruiting Website accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please use this email link accomodations@dhg.com. This contact information is for accommodation request only and cannot be used to inquire about the status of applications or system support.

DHG is an equal opportunity employer. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status. For our EEO Policy Statement, and if you would like more information on your EEO rights under the law, please review “Employment Notices and Disclaimers” link at the bottom of the web page.


Position No Longer Available
Job Summary
Start Date
As soon as possible
Employment Term and Type
Regular, Full Time
Required Education
Bachelor's Degree
Required Experience
3 to 4 years
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